-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGxtcX0lkFnrNp+MoTegOEGB+YtbOtvkubR9wz0sGN2nUxJnvOcDb18htaPIQsph mhDGQnu6SkIy162HZKPvWg== 0000918134-03-000080.txt : 20030911 0000918134-03-000080.hdr.sgml : 20030911 20030911162411 ACCESSION NUMBER: 0000918134-03-000080 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STORAGENETWORKS INC CENTRAL INDEX KEY: 0001075658 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043436145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-59285 FILM NUMBER: 03892172 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7814346700 MAIL ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BEAR STEARNS & CO INC /NY/ CENTRAL INDEX KEY: 0000918134 IRS NUMBER: 133299429 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 115 SOUTH JEFFERSON RD CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 2017392202 MAIL ADDRESS: STREET 1: 115 SOUTH JEFFERSON RD CITY: WHIPPANY STATE: NJ ZIP: 07981 SC 13D 1 storagenetworks.txt FORM 13D SEC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Storage Networks, Inc - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 86211E103 - -------------------------------------------------------------------------------- (CUSIP Number) Michael Wright, Bear, Stearns & Co. Inc. 115 South Jefferson Road, Whippany, NJ 07981 (973) 793-2214 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 2, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (SC13D-07/98) CUSIP No. 86211E103 13D Page of Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Bear Stearns Companies Inc.** IRS # 13-3286161 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* WC, OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 0 SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 4,995,000 _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 4,995,000 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,995,000 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.02% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* HC ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Bear, Stearns & Co. Inc.** IRS # 13-3299429 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* WC, OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 0 SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 4,995,000 _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 4,995,000 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,995,000 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.02% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* BD ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 86211E103 13D Page of Pages ________________________________________________________________________________ Item 1. Security and Issuer. Common Stock Storage Networks, Inc. 225 Wyman Street Waltham, MA 02451 ________________________________________________________________________________ Item 2. Identity and Background. (a)Name: Bear, Stearns & Co. Inc. ("Bear Stearns") (b)Place of Organization: Delaware (c)(i)Principal Business: Securities Broker/Dealer (ii) Address: 383 Madison Avenue New York, NY 10179 (d)None (e)Any such proceedings are reported and summarized in Bear Stearn's Form BD filed with the Securities and Exchange Commission, which descriptions are hereby incorporated by reference. (f)See Appendix I ________________________________________________________________________________ Item 3. Source and Amount of Funds or Other Consideration. Working Capital; The aggregate purchase price of the 4,995,000 shares of Common Stock was approximately $7,824,981.10. ________________________________________________________________________________ Item 4. Purpose of Transaction. Bear Stearns has acquired the Common Stock of Storage Networks, Inc. in the ordinary course of its business as a broker/dealer in connection with its trading and investment activities. Bear, Stearns may acquire additional securities of the Issuer or dispose of securities of the Issuer in connection with such trading and investment activities. Although the foregoing represents the range of activities presently contemplated by Bear, Stearns with respect to the Issuer, it should be noted that the possible activities of Bear, Stearns are subject to change at any time. Except as set forth above, Bear, Stearns has no present plans or intentions which relate to or would result in any of the actions described in subparagraph (a) through (j) of item 4 of Schedule 13D. ________________________________________________________________________________ Item 5. Interest in Securities of the Issuer as of 09/02/2003. (a)Number: 4,995,000 Percentage: 5.02% (b)1.Sole power to vote or to direct the vote: 0 2.Shared power to vote or to direct the vote: 4,995,000 3.Sole power to dispose or to direct the disposition: 0 4.Shared power to dispose or to direct the disposition: 4,995,000 (c)Information concerning transactions in the common stock effected by Bear, Stearns is set forth on Appendix II hereto. (d)Inapplicable. (e)Inapplicable. ________________________________________________________________________________ Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None ________________________________________________________________________________ Item 7. Material to be Filed as Exhibits. None ________________________________________________________________________________ **Bear, Stearns & Co. is a subsidiary of The Bear, Stearns Companies Inc. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 11, 2003 ---------------------------------------- (Date) /S/ ---------------------------------------- (Signature) Steve Kraemer/Senior Managing Director ---------------------------------------- (Name/Title) APPENDIX I DIRECTORS AND EXECUTIVE OFFICERS OF BEAR, STEARNS & CO. INC. Name Principal Occupation or Employment James E. Cayne Chairman of the Board, Chief Executive Officer and Director Alan D. Schwartz President, Co-Chief Operating Officer and Director Warren J. Spector President, Co-Chief Operating Officer and Director Alan C. Greenberg Chairman of the Executive Committee Kenneth L. Edlow Secretary Michael Minikes Treasurer and Director Mark E. Lehman Executive Vice President/General Counsel Chief Legal Officer and Director Samuel L. Molinaro Jr. Chief Financial Officer/Senior Vice President-Finance and Director E. John Rosenwald Jr. Vice-Chairman of the Board and Director Michael L. Tarnopol Vice-Chairman of the Board and Director Steven L. Begleiter Director Kathryn R. Booth Director Denis A. Bovin Director Peter D. Cherasia Director Ralph R. Cioffi Director Barry J. Cohen Director Wendy L. de Monchaux Director Bruce E. Geismar Director Daniel L. Keating Director David A. Liebowitz Director Richard R. Lindsey Director Bruce M. Lisman Director Roland N. Livney Director Jeffrey Mayer Director Steven D. Meyer Director Fares D. Noujaim Director Craig M. Overlander Director Aldo Parcesepe Director Stephen E. Raphael Director Robert M. Steinberg Director Donald W. Tang Director Michael J. Urfirer Director Jeffrey H. Urwin Director Eli Wachtel Director All Directors and Executive Officers are citizens of the United States and their business address is 383 Madison Avenue, New York, New York 10179. Bear, Stearns & Co. Inc. is a wholly-owned subsidiary of the Bear, Stearns Companies Inc. APPENDIX II Storage Networks, Inc. Trading from 08/04/2003 through 09/02/2003 (Various Firm's Accounts) ***** 09/02 ***** 150,000 STORAGENETWORKS INC 1.5700 235,500.00 67,600- STORAGENETWORKS INC 1.5700 106,132.00- 26,300 STORAGENETWORKS INC 1.5700 41,291.00 41,300 STORAGENETWORKS INC 1.5700 64,841.00 ***** 08/26 ***** 7,100 STORAGENETWORKS INC 1.5500 11,005.00 10,900 STORAGENETWORKS INC 1.5500 16,895.00 18,000- STORAGENETWORKS INC 1.5500 27,900.00- ***** 08/25 ***** 5,000 STORAGENETWORKS INC 1.5500 7,750.00 5,200 STORAGENETWORKS INC 1.5500 8,060.00 8,300 STORAGENETWORKS INC 1.5500 12,865.00 65,000 STORAGENETWORKS INC 1.5500 100,750.00 13,500- STORAGENETWORKS INC 1.5500 20,925.00- ***** 08/22 ***** 11,300- STORAGENETWORKS INC 1.5600 17,628.00- 25,000 STORAGENETWORKS INC 1.5600 39,000.00 4,400 STORAGENETWORKS INC 1.5600 6,864.00 6,900 STORAGENETWORKS INC 1.5600 10,764.00 ***** 08/21 ***** 90,100- STORAGENETWORKS INC 1.5700 141,457.00- 100,000 STORAGENETWORKS INC 1.5700 157,000.00 50,000 STORAGENETWORKS INC 1.5700 78,500.00 50,000 STORAGENETWORKS INC 1.5700 78,500.00 35,200 STORAGENETWORKS INC 1.5700 55,264.00 54,900 STORAGENETWORKS INC 1.5700 86,193.00 ***** 08/20 ***** 275,000- STORAGENETWORKS INC 1.5782 434,005.00- 610,000 STORAGENETWORKS INC 1.5782 962,702.00 107,000 STORAGENETWORKS INC 1.5782 168,867.40 168,000 STORAGENETWORKS INC 1.5782 265,137.60 338,000 STORAGENETWORKS INC 1.5850 535,730.00 ***** 08/19 ***** 555,000- STORAGENETWORKS INC 1.5850 879,675.00- 1,232,000 STORAGENETWORKS INC 1.5850 1,952,720.00 217,000 STORAGENETWORKS INC 1.5850 343,945.00 ***** 08/18 ***** 195,000- STORAGENETWORKS INC 1.5500 302,250.00- 433,000 STORAGENETWORKS INC 1.5500 671,150.00 76,000 STORAGENETWORKS INC 1.5500 117,800.00 119,000 STORAGENETWORKS INC 1.5500 184,450.00 ***** 08/15 ***** 205,000- STORAGENETWORKS INC 1.5524 318,242.00- 455,000 STORAGENETWORKS INC 1.5524 706,342.00 80,000 STORAGENETWORKS INC 1.5524 124,192.00 125,000 STORAGENETWORKS INC 1.5524 194,050.00 ***** 08/14 ***** 205,000- STORAGENETWORKS INC 1.5480 317,340.00- 455,000 STORAGENETWORKS INC 1.5480 704,340.00 80,000 STORAGENETWORKS INC 1.5480 123,840.00 125,000 STORAGENETWORKS INC 1.5480 193,500.00 ***** 08/13 ***** 205,000- STORAGENETWORKS INC 1.5419 316,089.50- 455,000 STORAGENETWORKS INC 1.5419 701,564.50 80,000 STORAGENETWORKS INC 1.5419 123,352.00 125,000 STORAGENETWORKS INC 1.5419 192,737.50 ***** 08/12 ***** 57,200- STORAGENETWORKS INC 1.5300 87,516.00- 127,000 STORAGENETWORKS INC 1.5300 194,310.00 22,300 STORAGENETWORKS INC 1.5300 34,119.00 34,900 STORAGENETWORKS INC 1.5300 53,397.00 ***** 08/08 ***** 24,800- STORAGENETWORKS INC 1.5100 37,448.00 55,000 STORAGENETWORKS INC 1.5100 83,050.00 9,700 STORAGENETWORKS INC 1.5100 14,647.00 15,100 STORAGENETWORKS INC 1.5100 22,801.00 ***** 08/07 ***** 182,000 STORAGENETWORKS INC 1.5174 276,166.80 82,000- STORAGENETWORKS INC 1.5174 124,426.80- 32,000 STORAGENETWORKS INC 1.5174 48,556.80 50,000 STORAGENETWORKS INC 1.5174 75,870.00 ***** 08/06 ***** 182,000 STORAGENETWORKS INC 1.5200 276,640.00 82,000- STORAGENETWORKS INC 1.5200 124,640.00- 32,000 STORAGENETWORKS INC 1.5200 48,640.00 50,000 STORAGENETWORKS INC 1.5200 76,000.00 ***** 08/05 ***** 82,000 STORAGENETWORKS INC 1.5160 124,312.00 82,000- STORAGENETWORKS INC 1.5176 124,443.20- 32,000 STORAGENETWORKS INC 1.5176 48,563.20 50,000 STORAGENETWORKS INC 1.5176 75,880.00 100,000 STORAGENETWORKS INC 1.5190 151,900.00 ***** 08/04 ***** 82,000- STORAGENETWORKS INC 1.5000 123,000.00- 182,000 STORAGENETWORKS INC 1.5000 273,000.00 32,000 STORAGENETWORKS INC 1.5000 48,000.00 50,000 STORAGENETWORKS INC 1.5000 75,000.00 Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----